Global Compliance Analyst 

Salt Lake City, UT (Onsite)
6-Month Contract
$23/hr

Overview:
Join the Global Compliance Employee Services (GCES) team, focusing on employee personal trading compliance. This team helps safeguard the firm by monitoring employee trading activity, reviewing brokerage account requests, and ensuring adherence to global compliance policies and regulations.

Responsibilities:

• Review and approve employee brokerage account requests.

• Monitor and investigate personal trading activity for conflicts or policy violations.

• Escalate potential compliance risks to legal, divisional officers, or business managers.

• Support development of policies, controls, and system enhancements.

• Contribute to strengthening the firm’s compliance program.

Qualifications:

• Bachelor’s Degree required.

• Strong analytical and detail-oriented skills.

• Ability to interpret trading activity and compliance requirements.

• Excellent written and verbal communication.

• High ethical standards; ability to handle confidential information.