Financial Services/Banking/Insurance

Senior Compliance Specialist

Contract

Strategic Staffing Solutions

STRATEGIC STAFFING SOLUTIONS (S3) HAS AN OPENING!

Strategic Staffing Solutions is currently looking for a Senior Compliance Specialist for a contract opportunity with one of our largest clients!

Job Title: Senior Compliance Specialist

Location(s): Charlotte, NC

Role Type: W2 ONLY

Contract Length: 5 months with the potential for extension/conversion.

Pay: $57/hr

How to Apply: send resume and contact information to Corey Rennie, Sourcing Specialist, at crennie@strategicstaff.com

Job Description/Responsibilities:

  • Establish, implement, and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements.
  • Oversee the Front Line’s execution and challenges appropriately on compliance related decisions.
  • Provide oversight and monitoring of risk-based compliance programs.
  • Develop and oversee standards.
  • Provide subject matter expertise with comprehensive knowledge of business and functional area.
  • Provide compliance risk expertise and consulting for projects and initiatives with moderate risk for a business line or functional area.
  • Monitor reporting, escalation, and timely remediation of issues, deficiencies, or regulatory matters regarding compliance risk management.
  • Provide direction to the business on developing corrective action plans and effectively managing regulatory change.
  • Provide compliance risk expertise.
  • Consult for projects and initiatives with moderate risk for a business line.
  • Identify and recommend opportunities for process improvement and risk control development.
  • Provide direction to the business on developing corrective action plans and effectively managing regulatory change.
  • Report findings and make recommendations to management appropriate committees. Interpret policies, procedures, and compliance requirements.
  • Collaborate and consult with peers, colleagues, and managers to resolve issues and achieve goals.
  • Work with complex business units, rules, and regulations on moderate risk compliance matters. Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements.

Required Qualifications/Experiences:

  • 4+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education.

The S3 Difference

The global mission of S3 is to build trusting relationships and deliver solutions that positively impact our customers, our consultants, and our communities.  The four pillars of our company are to:

  • Set the bar high for what a company should do
  • Create jobs
  • Offer people an opportunity to succeed and change their station in life
  • Improve the communities where we live and work through volunteering and charitable giving

As an S3 employee, you’re eligible for a full benefits package that may include:

  • Medical Insurance
  • Dental Insurance
  • Vision Insurance
  • 401(k) Plan
  • Vacation Package
  • Life & Disability Insurance Plans
  • Flexible Spending Accounts
  • Tuition Reimbursement

Job ID: JOB-204628
Publish Date: 27 Jul 2022

Tagged as: Senior Compliance Specialist