Financial Services/Banking/Insurance

Regulatory Compliance Specialist


Strategic Staffing Solutions


Strategic Staffing Solutions is currently looking for a Regulatory Compliance Specialist for a contract opportunity with one of our largest clients!

Job Title: Regulatory Compliance Specialist

Location(s): New York, NY (onsite + some remote)

Role Type: W2 ONLY

Contract Length: 12 months with the potential for extension/conversion.

How to Apply: send resume and contact information to Corey Rennie, Sourcing Specialist, at

Job Description/Responsibilities:

  • Lead cross functional teams to strategize, plan, and execute a variety of programs, services, and initiatives.
  • Drive accountability for assigned initiatives, limit risk exposure, and create efficiencies as appropriate.
  • Review strategic approaches and effectiveness of support function and business performance.
  • Perform assessments through fact finding and data requiring creative approaches to solving complex issues and develop appropriate solutions or recommendations.
  • Make decisions in highly complex and multifaceted situations requiring solid understanding of business group’s functional area or products, facilitate decision making and issue resolution, and support implementation of developed solutions and plans.
  • Collaborate and consult with members of the Business Execution team and team leaders to drive strategic initiatives.
  • Influence, guide and lead less experienced Strategy and Execution staff within the group.
  • Facilitate applicability, impact, and gap assessments for a portfolio of new/modified rules and Policies impacting the business
  • Develops strong working relationships with a broad subject matter expert stakeholder group of Legal, Compliance, Business, Control, Operations and Technology
  • Track and provide status of specific regulations and policies at various stages of implementation

Required Qualifications/Experiences:

  • 7+ years of Domain experience – Corporate and Institutional Sales & Trading and/or Investment Banking familiar with Policy & Regulatory Change lifecycle
  • Process consulting and/or project management experience required.
  • Procedure Writing – ability to draft business procedures and facilitate procedure development working group sessions with key stakeholders
  • Proficient in PowerPoint, Excel, and SharePoint.

The S3 Difference

The global mission of S3 is to build trusting relationships and deliver solutions that positively impact our customers, our consultants, and our communities.  The four pillars of our company are to:

  • Set the bar high for what a company should do
  • Create jobs
  • Offer people an opportunity to succeed and change their station in life
  • Improve the communities where we live and work through volunteering and charitable giving

As an S3 employee, you’re eligible for a full benefits package that may include:

  • Medical Insurance
  • Dental Insurance
  • Vision Insurance
  • 401(k) Plan
  • Vacation Package
  • Life & Disability Insurance Plans
  • Flexible Spending Accounts
  • Tuition Reimbursement

Job ID: JOB-205213
Publish Date: 04 Aug 2022

Tagged as: Regulatory Compliance Specialist