Strategic Staffing Solutions
Job Title: Corporate & Investment Banking Control Officer
Contract: 6 Months
Location: NYC, NY On-Site Schedule
In this role, you will:
- Support our Corporate & Investment Banking Supervisory Framework
- Design and implement trade monitoring controls
- Perform analysis of required data components for control activities to automate where feasible
- Execute control activities in BAU and partner with business counterparts to escalate identified exceptions
- Communicate and train employees for new and/or enhanced related controls
- Maintain supervision standards, procedures, standards
- Lead or assist with development and BAU execution of Unauthorized Trading related controls including but not limited to trader mandate monitoring, licensing and registration of employees, and anomalous trading activity
- Partner with 2LoD Compliance to execute Market Conduct & Supervision related policies, procedures and associated governance routines
- Generate ad-hoc reports and materials for senior leadership to communicate control outcomes and other key metrics, KRIs and KPIs
Required Qualifications
- Experience working within Corporate & Investment Banking businesses, associated products and services, and relevant risks and controls of the business
Desired Qualifications:
- Experience in designing controls including articulating business requirements and doing data analysis
- Experience in execution of controls including documentation, governance, and metrics reporting
- Experience partnering with technology throughout the development lifecycle
- Process definition and documentation experience associated with controls and procedures
- Ability to articulate business strategy and operations, and translate organizational strategies into clear objectives and business action
- Ability to identify, assess and confidently raise risks and issues, escalate early, and independently engage in constructive credible challenges
Job ID: JOB-241136
Publish Date: 21 Apr 2025