Strategy - Planning

Commission and Research Management Consultant

Contract

Strategic Staffing Solutions

Commission and Research Management Consultant

Milwaukee, WI or Charlotte, NC- hybrid onsite

8 months with possible extension

$35-37/hr

Requirements

  • 8+ years of experience working for a global asset manager; ideally including previous experience with trading, operations, accounting, or compliance
  • 4+ years accounting experience
  • BS/BA degree or higher in accounting, finance, economics, or related field
  • Must be well versed in MS Excel, advanced level
  • Intellectual curiosity to improve process workflows for efficiency
  • Working knowledge of MIFID II and Soft Dollar 28 (e) regulations

Day to Day

  • Facilitation and assessment of investment research budgets by assisting investment teams in annual broker vote; including maintaining annual research budget and reporting to ensure research spend is in line with budget, processing research enablement requests through third party platforms, including broker portals and maintaining approved research provider list for fixed income investment teams.
  • Perform data validation and analysis for investment teams relative to commission generation, reporting and research spend.
  • Serve as the primary liaison with third-party brokers in the commission reconciliation process to ensure the integrity of the Soft Dollar process is upheld.
  • Serve as the primary liaison with Castine to ensure data integrity of all commission management processes, provide UAT testing and approval for system updates and new releases.
  • Active participation in projects supporting the investment, trading, and research teams.

Job ID: JOB-239973
Publish Date: 04 Feb 2025

Tagged as: Commission and Research Management Consultant